Global Small Cap Fund Commentary

Fund Commentary - December 31, 2011

The past year saw an incredibly volatile global equity market resulting from broad macro events. In light of this, IA Clarington Global Small Cap Fund underperformed the S&P Developed Small Cap Index for the 12-month period ending December 31, 2011. The Fund saw strong stock selection within the Financials and Health Care sectors, and was supported by an underweight in the Materials sector as well as a residual Cash position. However, stock selection in the Consumer Discretionary and Energy sectors, coupled with a relative overweight compared to the benchmark were the largest detractors to Fund performance. Within the Financials sector, the three Lloyds insurance companies, Hiscox Ltd., Lancashire Holdings Ltd., and Catlin Group Ltd., rose strongly during the second quarter on confidence that the initial loss estimates from the Japanese tsunami, New Zealand earthquake and Australian storms were too high.

Health Care sector holdings, Pharmaceutical Product Development, Inc. (PPD), a global contract research organization focused on drug discovery, rose significantly as the company announced it was to be acquired by a group of private equity firms. The position was sold. Consumer Discretionary sector positions Pandora Holding AS and Game Group PLC were among the largest detractors to the Portfolio due to mis-guidance by management and a weak consumer market, respectively. Both positions were sold. After a strong first quarter of appreciation, a swift pull-back in Energy prices and decelerating U.S. growth negatively impacted the group. Specific names in the Fund that detracted from performance include Cimarex Energy Co. and Forest Oil Corp., both of which reported lighter than expected first quarter earnings and reduced production guidance. On a regional basis, the Fund benefitted from strong stock selection in the United States. The largest detractors were Europe, namely the Netherlands, Denmark, and the United Kingdom, due to stock selection.

Throughout the period, the largest sector increase was in Health Care. The Portfolio Sub-Advisor initiated positions in DaVita Inc., a provider of dialysis services, CareFusion Corp., a provider of respiratory and infection care products, Patterson Cos. Inc. a dental product distributor, and Agilent Technologies Inc. a bio-analytic and electronic measurement solutions provider. These purchases were offset by the sale of Zimmer Holdings Inc., Cephalon, Inc. (acquired by Teva Pharmaceuticals Industries Ltd.), PPD and Forest Laboratories, Inc. The largest sector decrease was in Materials. Anvil Mining Ltd. is a junior development company that has expanded production and exploration of copper and silver while trading at very low multiples. During the second half of 2011, the company's largest shareholder, Trafigura, initiated a strategic review in an effort to sell its stake. Late in the third quarter, Minmetals Resources Ltd. announced a takeover offer at a 39% premium relative to the stock's previous closing price. Rhodia SA, the French specialty chemical company and also a takeover beneficiary, rose significantly during the start of the second quarter. Belgian plastics and chemicals producer Solvay S.A. made an offer to purchase the company for approximately EUR 3.4 billion. Both Anvil Mining Ltd. and Rhodia SA were sold.